Regulate THIS!
Welcome to Regulate THIS! a RIA-ly Unfiltered Podcast. Hosted by industry legend Leila Shaver, founder of My RIA Lawyer and Business Guru Tracie Behr. Join Leila and Tracie as they dive deep into the world of Registered Investment Advisors (RIAs), exploring the challenges, triumphs, and real stories behind the scenes. ”Regulate THIS!” provides a candid and insightful look at the RIA landscape, empowering listeners to navigate the complexities of regulation with confidence. Tune in for honest conversations and actionable insights that will transform the way you think about compliance and regulation in the financial advisory space.
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Episodes
Thursday Dec 11, 2025
Thursday Dec 11, 2025
Don't wait until it's too late. Work smarter NOT harder.
On today's episode, join Tracie Behr and Leila Shaver as their dive into the world of succession planning.
Thursday Nov 27, 2025
Thursday Nov 27, 2025
Enjoy some silliness from Leila Shaver & Tracie Behr, have a happy and safe Thanksgiving.Back to our regular content in 2 weeks!!
Friday Nov 14, 2025
Friday Nov 14, 2025
Are we becoming too dependent on artificial intelligence?
In this episode of Regulate THIS!, we tackle a question that's on every compliance professional's mind: Is AI making us smarter or just making us lazy?
Let's be real — AI tools are everywhere now. From drafting compliance documents to analyzing regulatory updates, artificial intelligence promises to revolutionize how we handle compliance. But here's the catch: if you're using AI without understanding the rules yourself, you're playing with fire.
Thursday Oct 30, 2025
Thursday Oct 30, 2025
🍬 TRICK OR TREAT?
TRICK: Thinking you can skip compliance training.
TREAT: My RIA Lawyer has Compliance training covered with Compliance University!!
Have a happy & safe Halloween, and if you need us, you know where to find us!
https://www.myrialawyer.com/ria-compliance-university/
Friday Oct 17, 2025
Friday Oct 17, 2025
Let's talk about the stuff nobody wants to deal with until it blows up in their face: HR compliance.
Hosts Leila and Tracie from My RIA Lawyer are getting real about employment contracts, non-competes, firing people without getting sued, and all the messy workplace drama that financial firm owners pretend isn't a compliance issue (spoiler alert: it absolutely is).
From hiring your first advisor to navigating the inevitable "this person needs to go" conversation, Leila and Tracie break down how to build HR practices that actually protect your firm. No legal jargon. No corporate BS. Just straight talk about handling the people side of running your business.
Stop guessing. Start protecting yourself. Give this episode a listen.
Friday Oct 03, 2025
Friday Oct 03, 2025
Buckle up for Episode 1 or Season 3 of "Regulate THIS!" as Leila Shaver dives into the most cringe-worthy compliance horror stories from the RIA world. Whether you're a seasoned CCO or just launched your RIA, these true stories will help you sleep better at night knowing what NOT to do in your compliance journey. Because in the RIA world, it's not just about what you know—it's about learning from others' expensive mistakes before they become your own.
Available now on all podcast platforms. Don't become our next horror story! 🎙️
Friday Sep 05, 2025
Friday Sep 05, 2025
Thanks so much for joining Leila & Tracie for Season 2 of Regulate THIS!! Tune into Season 3 starting in October. And don't forget to check out My RIA Lawyer's Youtube, Blogs, Compliance University and MORE!
Friday Aug 22, 2025
Friday Aug 22, 2025
It's that time year again, September is the business planning month. Join Leila & Tracie as they deep dive into what YOU need to do to ensure your business is on track and you have a plan that will grow with you.
Friday Aug 01, 2025
Friday Aug 01, 2025
Join Tracie and Leila as they discuss practical and fun ways to grow your business through word-of-mouth.
Friday Jul 18, 2025
Friday Jul 18, 2025
Join Tracie & Leila as they chat about creative ways to appeal to younger clients without feeling out of touch.